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+---
+title: "Selection rules"
+firstLetter: "S"
+publishDate: 2021-06-02
+categories:
+- Physics
+- Quantum mechanics
+
+date: 2021-05-29T14:42:08+02:00
+draft: false
+markup: pandoc
+---
+
+# Selection rules
+
+In quantum mechanics, it is often necessary to evaluate
+matrix elements of the following form,
+where $\ell$ and $m$ respectively represent
+the total angular momentum and its $z$-component:
+
+$$\begin{aligned}
+ \matrixel{f}{\hat{O}}{i}
+ = \matrixel{n_f \ell_f m_f}{\hat{O}}{n_i \ell_i m_i}
+\end{aligned}$$
+
+Where $\hat{O}$ is an operator, $\ket{i}$ is an initial state, and
+$\ket{f}$ is a final state (usually at least; $\ket{i}$ and $\ket{f}$
+can be any states). **Selection rules** are requirements on the relations
+between $\ell_i$, $\ell_f$, $m_i$ and $m_f$, which, if not met,
+guarantee that the above matrix element is zero.
+Note that $n_f$ and $n_i$ typically do not matter in this context,
+so they will be omitted from now on.
+
+
+## Parity rules
+
+Let $\hat{O}$ denote any operator which is odd under spatial inversion
+(parity):
+
+$$\begin{aligned}
+ \hat{\Pi}^\dagger \hat{O} \hat{\Pi} = - \hat{O}
+\end{aligned}$$
+
+Where $\hat{\Pi}$ is the parity operator.
+We wrap this property of $\hat{O}$
+in the states $\ket{\ell_f m_f}$ and $\ket{\ell_i m_i}$:
+
+$$\begin{aligned}
+ \matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i}
+ &= - \matrixel{\ell_f m_f}{\hat{\Pi}^\dagger \hat{O} \hat{\Pi}}{\ell_i m_i}
+ \\
+ &= - \matrixel{\ell_f m_f}{(-1)^{\ell_f} \hat{O} (-1)^{\ell_i}}{\ell_i m_i}
+ \\
+ &= (-1)^{\ell_f + \ell_i + 1} \matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i}
+\end{aligned}$$
+
+Which clearly can only be true if the exponent is even,
+so $\Delta \ell \equiv \ell_f - \ell_i$ must be odd.
+This leads to the following selection rule,
+often referred to as **Laporte's rule**:
+
+$$\begin{aligned}
+ \boxed{
+ \Delta \ell \:\:\text{is odd}
+ }
+\end{aligned}$$
+
+If this is not the case,
+then the only possible way that the above equation can be satisfied
+is if the matrix element vanishes $\matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i} = 0$.
+We can derive an analogous rule for
+any operator $\hat{E}$ which is even under parity:
+
+$$\begin{aligned}
+ \hat{\Pi}^\dagger \hat{E} \hat{\Pi} = \hat{E}
+ \quad \implies \quad
+ \boxed{
+ \Delta \ell \:\:\text{is even}
+ }
+\end{aligned}$$
+
+
+## Dipole rules
+
+Arguably the most common operator found in such matrix elements
+is a position vector operator, like $\vu{r}$ or $\hat{x}$,
+and the associated selection rules are known as **dipole rules**.
+
+For the $z$-component of angular momentum $m$ we have the following:
+
+$$\begin{aligned}
+ \boxed{
+ \Delta m = 0 \:\:\mathrm{or}\: \pm 1
+ }
+\end{aligned}$$
+
+
+
+
+
+
+We know that the angular momentum $z$-component operator $\hat{L}_z$ satisfies:
+
+$$\begin{aligned}
+ \comm*{\hat{L}_z}{\hat{x}} = i \hbar \hat{y}
+ \qquad
+ \comm*{\hat{L}_z}{\hat{y}} = - i \hbar \hat{x}
+ \qquad
+ \comm*{\hat{L}_z}{\hat{z}} = 0
+\end{aligned}$$
+
+We take the first relation,
+and wrap it in $\bra{\ell_f m_f}$ and $\ket{\ell_i m_i}$, giving:
+
+$$\begin{aligned}
+ i \hbar \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+ &= \matrixel{\ell_f m_f}{\hat{L}_z \hat{x}}{\ell_i m_i} - \matrixel{\ell_f m_f}{\hat{x} \hat{L}_z}{\ell_i m_i}
+ \\
+ &= \hbar m_f \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i} - \hbar m_i \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i}
+ \\
+ &= \hbar (m_f - m_i) \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i}
+\end{aligned}$$
+
+Next, we do the same thing with the second relation, for $[\hat{L}_z, \hat{y}]$, giving:
+
+$$\begin{aligned}
+ - i \hbar \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i}
+ &= \matrixel{\ell_f m_f}{\hat{L}_z \hat{y}}{\ell_i m_i} - \matrixel{\ell_f m_f}{\hat{y} \hat{L}_z}{\ell_i m_i}
+ \\
+ &= \hbar m_f \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i} - \hbar m_i \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+ \\
+ &= \hbar (m_f - m_i) \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+\end{aligned}$$
+
+Respectively isolating the two above results for $\hat{x}$ and $\hat{y}$,
+we arrive at these equations:
+
+$$\begin{aligned}
+ \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i}
+ &= i (m_f - m_i) \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+ \\
+ \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+ &= - i (m_f - m_i) \matrixel{\ell_f m_f}{\hat{x}}{\ell_i m_i}
+\end{aligned}$$
+
+By inserting the first into the second,
+we find (part of) the selection rule:
+
+$$\begin{aligned}
+ \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+ &= (m_f - m_i)^2 \matrixel{\ell_f m_f}{\hat{y}}{\ell_i m_i}
+\end{aligned}$$
+
+This can only be true if $\Delta m = \pm 1$,
+unless the inner products of $\hat{x}$ and $\hat{y}$ are zero,
+in which case we cannot say anything about $\Delta m$ yet.
+Assuming the latter, we take the inner product of
+the commutator $\comm*{\hat{L}_z}{\hat{z}} = 0$, and find:
+
+$$\begin{aligned}
+ 0
+ &= \matrixel{\ell_f m_f}{\hat{L}_z \hat{z}}{\ell_i m_i} - \matrixel{\ell_f m_f}{\hat{z} \hat{L}_z}{\ell_i m_i}
+ \\
+ &= \hbar m_f \matrixel{\ell_f m_f}{\hat{z}}{\ell_i m_i} - \hbar m_i \matrixel{\ell_f m_f}{\hat{z}}{\ell_i m_i}
+ \\
+ &= \hbar (m_f - m_i) \matrixel{\ell_f m_f}{\hat{z}}{\ell_i m_i}
+\end{aligned}$$
+
+If $\matrixel{f}{\hat{z}}{i} \neq 0$, we require $\Delta m = 0$.
+The previous requirement was $\Delta m = \pm 1$,
+implying that $\matrixel{f}{\hat{x}}{i} = \matrixel{f}{\hat{y}}{i} = 0$
+whenever $\matrixel{f}{\hat{z}}{i} \neq 0$.
+Only if $\matrixel{f}{\hat{z}}{i} = 0$
+does the previous rule $\Delta m = \pm 1$ hold,
+in which case the inner products of $\hat{x}$ and $\hat{y}$ are nonzero.
+
+
+
+Meanwhile, for the total angular momentum $\ell$ we have the following:
+
+$$\begin{aligned}
+ \boxed{
+ \Delta \ell = \pm 1
+ }
+\end{aligned}$$
+
+
+
+
+
+
+We start from the following relation
+(which is already quite a chore to prove):
+
+$$\begin{aligned}
+ \comm{\hat{L}^2}{\comm*{\hat{L}^2}{\vu{r}}}
+ = 2 \hbar^2 (\vu{r} \hat{L}^2 + \hat{L}^2 \vu{r})
+\end{aligned}$$
+
+
+
+
+
+
+To begin with, we want to find the commutator of $\hat{L}^2$ and $\hat{x}$:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\hat{x}}
+ &= \comm*{\hat{L}_x^2}{\hat{x}} + \comm*{\hat{L}_y^2}{\hat{x}} + \comm*{\hat{L}_z^2}{\hat{x}}
+ = \comm*{\hat{L}_y^2}{\hat{x}} + \comm*{\hat{L}_z^2}{\hat{x}}
+ \\
+ &= \hat{L}_y \comm*{\hat{L}_y}{\hat{x}} + \comm*{\hat{L}_y}{\hat{x}} \hat{L}_y
+ + \hat{L}_z \comm*{\hat{L}_z}{\hat{x}} + \comm*{\hat{L}_z}{\hat{x}} \hat{L}_z
+\end{aligned}$$
+
+Evaluating these commutators gives us:
+
+$$\begin{aligned}
+ \comm*{\hat{L}_y}{\hat{x}}
+ &= \comm*{\hat{z} \hat{p}_x}{\hat{x}} - \comm*{\hat{x} \hat{p}_z}{\hat{x}}
+ = \hat{z} \comm*{\hat{p}_x}{\hat{x}} + \comm*{\hat{z}}{\hat{x}} \hat{p}_x
+ - \hat{x} \comm*{\hat{p}_z}{\hat{x}} - \comm*{\hat{x}}{\hat{x}} \hat{p}_z
+ = - i \hbar \hat{z}
+ \\
+ \comm*{\hat{L}_z}{\hat{x}}
+ &= \comm*{\hat{x} \hat{p}_y}{\hat{x}} - \comm*{\hat{y} \hat{p}_x}{\hat{x}}
+ = \hat{x} \comm*{\hat{p}_y}{\hat{x}} + \comm*{\hat{x}}{\hat{x}} \hat{p}_y
+ - \hat{y} \comm*{\hat{p}_x}{\hat{x}} - \comm*{\hat{y}}{\hat{x}} \hat{p}_x
+ = i \hbar \hat{y}
+\end{aligned}$$
+
+Which we then insert back into the original equation, yielding:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\hat{x}}
+ &= i \hbar (- \hat{L}_y \hat{z} - \hat{z} \hat{L}_y + \hat{L}_z \hat{y} + \hat{y} \hat{L}_z)
+\end{aligned}$$
+
+This can be simplified by introducing some more commutators:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\hat{x}}
+ &= i \hbar \big( \!-\! ( \comm*{\hat{L}_y}{\hat{z}} + \hat{z} \hat{L}_y ) - \hat{z} \hat{L}_y
+ + ( \comm*{\hat{L}_z}{\hat{y}} + \hat{y} \hat{L}_z ) + \hat{y} \hat{L}_z \big)
+\end{aligned}$$
+
+Evaluating these commutators gives us:
+
+$$\begin{aligned}
+ \comm*{\hat{L}_y}{\hat{z}}
+ &= \comm*{\hat{z} \hat{p}_x}{\hat{z}} - \comm*{\hat{x} \hat{p}_z}{\hat{z}}
+ = \hat{z} \comm*{\hat{p}_x}{\hat{z}} + \comm*{\hat{z}}{\hat{z}} \hat{p}_x
+ - \hat{x} \comm*{\hat{p}_z}{\hat{z}} - \comm*{\hat{x}}{\hat{z}} \hat{p}_z
+ = i \hbar \hat{x}
+ \\
+ \comm*{\hat{L}_z}{\hat{y}}
+ &= \comm*{\hat{x} \hat{p}_y}{\hat{y}} - \comm*{\hat{y} \hat{p}_x}{\hat{y}}
+ = \hat{x} \comm*{\hat{p}_y}{\hat{y}} + \comm*{\hat{x}}{\hat{y}} \hat{p}_y
+ - \hat{y} \comm*{\hat{p}_x}{\hat{y}} - \comm*{\hat{y}}{\hat{y}} \hat{p}_x
+ = - i \hbar \hat{x}
+\end{aligned}$$
+
+Substituting these then leads us to the first milestone of this proof:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\hat{x}}
+ &= i \hbar \big( \!-\! i \hbar \hat{x} - \hat{z} \hat{L}_y - \hat{z} \hat{L}_y
+ - i \hbar \hat{x} + \hat{y} \hat{L}_z + \hat{y} \hat{L}_z \big)
+ \\
+ &= 2 i \hbar (\hat{y} \hat{L}_z - \hat{z} \hat{L}_y - i \hbar \hat{x})
+\end{aligned}$$
+
+Repeating this process for $\comm*{\hat{L}^2}{\hat{y}}$ and $\comm*{\hat{L}^2}{\hat{z}}$,
+we find analogous expressions:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\hat{y}}
+ &= 2 i \hbar (\hat{z} \hat{L}_x - \hat{x} \hat{L}_z - i \hbar \hat{y})
+ \\
+ \comm*{\hat{L}^2}{\hat{z}}
+ &= 2 i \hbar (\hat{x} \hat{L}_y - \hat{y} \hat{L}_x - i \hbar \hat{z})
+\end{aligned}$$
+
+Next, we take the commutator with $\hat{L}^2$ of the commutator we just found:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ &= 2 i \hbar \big(\comm*{\hat{L}^2}{\hat{y} \hat{L}_z} - \comm*{\hat{L}^2}{\hat{z} \hat{L}_y} - i \hbar \comm*{\hat{L}^2}{\hat{x}}\big)
+ \\
+ &= 2 i \hbar \big( \hat{y} \comm*{\hat{L}^2}{\hat{L}_z} + \comm*{\hat{L}^2}{\hat{y}} \hat{L}_z
+ - \hat{z} \comm*{\hat{L}^2}{\hat{L}_y} - \comm*{\hat{L}^2}{\hat{z}} \hat{L}_y
+ - i \hbar \comm*{\hat{L}^2}{\hat{x}} \big)
+\end{aligned}$$
+
+Where we used that $\comm*{\hat{L}^2}{\hat{L}_y} = \comm*{\hat{L}^2}{\hat{L}_z} = 0$.
+The other commutators look familiar:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ &= 2 i \hbar \big( \comm*{\hat{L}^2}{\hat{y}} \hat{L}_z
+ - \comm*{\hat{L}^2}{\hat{z}} \hat{L}_y
+ - i \hbar \comm*{\hat{L}^2}{\hat{x}} \big)
+\end{aligned}$$
+
+By inserting the expressions we found earlier for these commutators, we get:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ %&= - 2 \hbar^2 \big( 2 (\hat{z} \hat{L}_x - \hat{x} \hat{L}_z - i \hbar \hat{y}) \hat{L}_z
+ %- 2 (\hat{x} \hat{L}_y - \hat{y} \hat{L}_x - i \hbar \hat{z}) \hat{L}_y
+ %- (\hat{L}^2 \hat{x} - \hat{x} \hat{L}^2) \big)
+ %\\
+ &= - 4 \hbar^2 \big( \hat{z} \hat{L}_x \hat{L}_z - \hat{x} \hat{L}_z^2 - i \hbar \hat{y} \hat{L}_z
+ + \hat{y} \hat{L}_x \hat{L}_y - \hat{x} \hat{L}_y^2 + i \hbar \hat{z} \hat{L}_y \big) \\
+ &\qquad\qquad + 2 \hbar^2 \big( \hat{L}^2 \hat{x} - \hat{x} \hat{L}^2 \big)
+\end{aligned}$$
+
+Substituting the well-known commutators
+$i \hbar \hat{L}_y = \comm*{\hat{L}_z}{\hat{L}_x}$ and
+$i \hbar \hat{L}_z = \comm*{\hat{L}_x}{\hat{L}_y}$:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ &= - 4 \hbar^2 \big( \hat{z} \hat{L}_x \hat{L}_z + \hat{y} \hat{L}_x \hat{L}_y
+ - \hat{x} \hat{L}_y^2 - \hat{x} \hat{L}_z^2
+ + \hat{z} \comm*{\hat{L}_z}{\hat{L}_x} - \hat{y} \comm*{\hat{L}_x}{\hat{L}_y} \big) \\
+ &\qquad\qquad + 2 \hbar^2 \big( \hat{L}^2 \hat{x} - \hat{x} \hat{L}^2 \big)
+ \\
+ &= - 4 \hbar^2 \big( \hat{z} \hat{L}_z \hat{L}_x + \hat{y} \hat{L}_y \hat{L}_x
+ - \hat{x} \hat{L}_y^2 - \hat{x} \hat{L}_z^2 \big)
+ + 2 \hbar^2 \big( \hat{L}^2 \hat{x} - \hat{x} \hat{L}^2 \big)
+\end{aligned}$$
+
+By definition, $\hat{L}_x^2 + \hat{L}_y^2 + \hat{L}_z^2 = \hat{L}^2$,
+which we use to arrive at:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ %&= - 4 \hbar^2 \big( \hat{z} \hat{L}_z \hat{L}_x + \hat{y} \hat{L}_y \hat{L}_x + \hat{x} \hat{L}_x^2
+ %- \hat{x} \hat{L}_x^2 - \hat{x} \hat{L}_y^2 - \hat{x} \hat{L}_z^2 \big)
+ %+ 2 \hbar^2 \big( \hat{L}^2 \hat{x} - \hat{x} \hat{L}^2 \big)
+ %\\
+ &= - 4 \hbar^2 \big( \hat{z} \hat{L}_z \hat{L}_x + \hat{y} \hat{L}_y \hat{L}_x + \hat{x} \hat{L}_x^2 - \hat{x} \hat{L}^2 \big)
+ + 2 \hbar^2 \big( \hat{L}^2 \hat{x} - \hat{x} \hat{L}^2 \big)
+ \\
+ &= - 4 \hbar^2 \big( \hat{z} \hat{L}_z \hat{L}_x + \hat{y} \hat{L}_y \hat{L}_x + \hat{x} \hat{L}_x^2 \big)
+ + 2 \hbar^2 \big( \hat{L}^2 \hat{x} + \hat{x} \hat{L}^2 \big)
+\end{aligned}$$
+
+The second term is what we want to prove,
+so the first term must vanish:
+
+$$\begin{aligned}
+ \hat{z} \hat{L}_z \hat{L}_x + \hat{y} \hat{L}_y \hat{L}_x + \hat{x} \hat{L}_x^2
+ = (\vu{r} \cdot \vu{L}) \hat{L}_x
+ = (\vu{r} \cdot (\vu{r} \cross \vu{p})) \hat{L}_x
+ = (\vu{p} \cdot (\vu{r} \cross \vu{r})) \hat{L}_x
+ = 0
+\end{aligned}$$
+
+Where $\vu{L} = \vu{r} \cross \vu{p}$ by definition,
+and the cross product of a vector with itself is zero.
+
+This process can be repeated for
+$\comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{y}}}$ and
+$\comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{z}}}$,
+leading us to:
+
+$$\begin{aligned}
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{x}}}
+ &= 2 \hbar^2 (\hat{x} \hat{L}^2 + \hat{L}^2 \hat{x})
+ \\
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{y}}}
+ &= 2 \hbar^2 (\hat{y} \hat{L}^2 + \hat{L}^2 \hat{y})
+ \\
+ \comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\hat{z}}}
+ &= 2 \hbar^2 (\hat{z} \hat{L}^2 + \hat{L}^2 \hat{z})
+\end{aligned}$$
+
+At last, this brings us to the desired equation for $\comm*{\hat{L}^2}{\comm*{\hat{L}^2}{\vu{r}}}$,
+with $\vu{r} = (\hat{x}, \hat{y}, \hat{z})$.
+
+
+
+## Superselection rule
+
+Selection rules need not always be about atomic electron transitions.
+According to the **principle of indistinguishability**,
+permutating identical particles never leads to an observable difference.
+In other words, the particles are fundamentally indistinguishable,
+so for any observable $\hat{O}$ and multi-particle state $\ket{\Psi}$, we can say:
+
+$$\begin{aligned}
+ \matrixel{\Psi}{\hat{O}}{\Psi}
+ = \matrixel*{\hat{P} \Psi}{\hat{O}}{\hat{P} \Psi}
+\end{aligned}$$
+
+Where $\hat{P}$ is an arbitrary permutation operator.
+Indistinguishability implies that $\comm*{\hat{P}}{\hat{O}} = 0$
+for all $\hat{O}$ and $\hat{P}$,
+which lets us prove the above equation, using that $\hat{P}$ is unitary:
+
+$$\begin{aligned}
+ \matrixel*{\hat{P} \Psi}{\hat{O}}{\hat{P} \Psi}
+ = \matrixel{\Psi}{\hat{P}^{-1} \hat{O} \hat{P}}{\Psi}
+ = \matrixel{\Psi}{\hat{P}^{-1} \hat{P} \hat{O}}{\Psi}
+ = \matrixel{\Psi}{\hat{O}}{\Psi}
+\end{aligned}$$
+
+Consider a symmetric state $\ket{s}$ and an antisymmetric state $\ket{a}$
+(see [Pauli exclusion principle](/know/concept/pauli-exclusion-principle/)),
+which obey the following for a permutation $\hat{P}$:
+
+$$\begin{aligned}
+ \hat{P} \ket{s}
+ = \ket{s}
+ \qquad
+ \hat{P} \ket{a}
+ = - \ket{a}
+\end{aligned}$$
+
+Any obervable $\hat{O}$ then satisfies the equation below,
+again thanks to the fact that $\hat{P} = \hat{P}^{-1}$:
+
+$$\begin{aligned}
+ \matrixel{s}{\hat{O}}{a}
+ = \matrixel*{\hat{P} s}{\hat{O}}{a}
+ = \matrixel{s}{\hat{P}^{-1} \hat{O}}{a}
+ = \matrixel{s}{\hat{O} \hat{P}}{a}
+ = \matrixel*{s}{\hat{O}}{\hat{P} a}
+ = - \matrixel{s}{\hat{O}}{a}
+\end{aligned}$$
+
+This leads us to the **superselection rule**,
+which states that there can never be any interference
+between states of different permutation symmetry:
+
+$$\begin{aligned}
+ \boxed{
+ \matrixel{s}{\hat{O}}{a}
+ = 0
+ }
+\end{aligned}$$
+
+
+
+## References
+1. D.J. Griffiths, D.F. Schroeter,
+ *Introduction to quantum mechanics*, 3rd edition,
+ Cambridge.
--
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