--- title: "Lindhard function" sort_title: "Lindhard function" date: 2022-01-24 # Originally 2021-10-12, major rewrite categories: - Physics - Quantum mechanics layout: "concept" --- The **Lindhard function** describes the response of [jellium](/know/concept/jellium) (i.e. a free electron gas) to an external perturbation, and is a quantum-mechanical alternative to the [Drude model](/know/concept/drude-model/). We start from the [Kubo formula](/know/concept/kubo-formula/) for the electron density operator $$\hat{n}$$, which describes the change in $$\Expval{\hat{n}}$$ due to a time-dependent perturbation $$\hat{H}_1$$: $$\begin{aligned} \delta\!\Expval{ {\hat{n}}}\!(\vb{r}, t) = -\frac{i}{\hbar} \int_{-\infty}^\infty \Theta(t - t') \Expval{\Comm{\hat{n}_I(\vb{r}, t)}{\hat{H}_{1,I}(t')}}_0 \dd{t'} \end{aligned}$$ Where the subscript $$I$$ refers to the [interaction picture](/know/concept/interaction-picture/), and the expectation $$\Expval{}_0$$ is for a thermal equilibrium before the perturbation was applied. Now consider a harmonic $$\hat{H}_1$$: $$\begin{aligned} \hat{H}_{1,S}(t) = e^{i (\omega + i \eta) t} \int_{-\infty}^\infty U(\vb{r}) \: \hat{n}_S(\vb{r}) \dd{\vb{r}} \end{aligned}$$ Where $$S$$ is the Schrödinger picture, $$\eta$$ is a positive infinitesimal to ensure convergence later, and $$U(\vb{r})$$ is an arbitrary potential function. The Kubo formula becomes: $$\begin{aligned} \delta\!\Expval{ {\hat{n}}}\!(\vb{r}, t) = \iint_{-\infty}^\infty \chi(\vb{r}, \vb{r}'; t, t') \: U(\vb{r}') \: e^{i (\omega + i \eta) t'} \dd{t'} \dd{\vb{r}'} \end{aligned}$$ Here, $$\chi$$ is the density-density correlation function, i.e. a two-particle [Green's function](/know/concept/greens-functions/): $$\begin{aligned} \chi(\vb{r}, \vb{r}'; t, t') \equiv - \frac{i}{\hbar} \Theta(t - t') \Expval{\Comm{\hat{n}_I(\vb{r}, t)}{\hat{n}_I(\vb{r}', t')}}_0 \end{aligned}$$ Let us assume that the unperturbed system (i.e. without $$U$$) is spatially uniform, so that $$\chi$$ only depends on the difference $$\vb{r} - \vb{r}'$$. We then take its [Fourier transform](/know/concept/fourier-transform/) $$\vb{r}\!-\!\vb{r}' \to \vb{q}$$: $$\begin{aligned} \chi(\vb{q}; t, t') &= \int_{-\infty}^\infty \chi(\vb{r} - \vb{r}'; t, t') \: e^{- i \vb{q} \cdot (\vb{r} - \vb{r}')} \dd{\vb{r}} \\ &= -\frac{i}{\hbar} \frac{\Theta(t \!-\! t')}{(2 \pi)^{2D}} \iiint \Expval{\Comm{\hat{n}_I(\vb{q}_1, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: e^{i \vb{q}_1 \cdot \vb{r}} e^{i \vb{q}_2 \cdot \vb{r}'} e^{- i \vb{q} \cdot (\vb{r} - \vb{r}')} \dd{\vb{q}_1} \dd{\vb{q}_2} \dd{\vb{r}} \end{aligned}$$ Where both $$\hat{n}_I$$ have been written as inverse Fourier transforms, giving a factor $$(2 \pi)^{-2 D}$$, with $$D$$ being the number of spatial dimensions. We rearrange to get a [Dirac delta function](/know/concept/dirac-delta-function/) $$\delta$$: $$\begin{aligned} \chi(\vb{q}; t, t') &= -\frac{i}{\hbar} \frac{\Theta(t \!-\! t')}{(2 \pi)^{2D}} \iiint \Expval{\Comm{\hat{n}_I(\vb{q}_1, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: e^{i (\vb{q}_1 - \vb{q}) \cdot \vb{r}} e^{i (\vb{q}_2 + \vb{q}) \cdot \vb{r}'} \dd{\vb{q}_1} \dd{\vb{q}_2} \dd{\vb{r}} \\ &= -\frac{i}{\hbar} \frac{\Theta(t \!-\! t')}{(2 \pi)^D} \iint \Expval{\Comm{\hat{n}_I(\vb{q}_1, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: \delta(\vb{q}_1 \!-\! \vb{q}) \: e^{i (\vb{q}_2 + \vb{q}) \cdot \vb{r}'} \dd{\vb{q}_1} \dd{\vb{q}_2} \\ &= -\frac{i}{\hbar} \frac{\Theta(t \!-\! t')}{(2 \pi)^D} \int \Expval{\Comm{\hat{n}_I(\vb{q}, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: e^{i (\vb{q}_2 + \vb{q}) \cdot \vb{r}'} \dd{\vb{q}_2} \end{aligned}$$ On the left, $$\vb{r}'$$ does not appear, so it must also disappear on the right. If we choose an arbitrary (hyper)cube of volume $$V$$ in real space, then clearly $$\int_V \dd{\vb{r}'} = V$$. Therefore: $$\begin{aligned} \chi(\vb{q}; t, t') &= -\frac{i}{\hbar} \frac{\Theta(t \!-\! t')}{(2 \pi)^D} \frac{1}{V} \int_V \int_{-\infty}^\infty \Expval{\Comm{\hat{n}_I(\vb{q}, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: e^{i (\vb{q}_2 + \vb{q}) \cdot \vb{r}'} \dd{\vb{q}_2} \dd{\vb{r}'} \end{aligned}$$ For $$V \to \infty$$ we get a Dirac delta function, but in fact the conclusion holds for finite $$V$$ too: $$\begin{aligned} \chi(\vb{q}; t, t') &= -\frac{i}{\hbar} \Theta(t \!-\! t') \frac{1}{V} \int_{-\infty}^\infty \Expval{\Comm{\hat{n}_I(\vb{q}, t)}{\hat{n}_I(\vb{q}_2, t')}}_0 \: \delta(\vb{q}_2 \!+\! \vb{q}) \dd{\vb{q}_2} \\ &= -\frac{i}{\hbar} \Theta(t \!-\! t') \frac{1}{V} \Expval{\Comm{\hat{n}_I(\vb{q}, t)}{\hat{n}_I(-\vb{q}, t')}}_0 \end{aligned}$$ Similarly, if the unperturbed Hamiltonian $$\hat{H}_0$$ is time-independent, $$\chi$$ only depends on the time difference $$t - t'$$. Note that $$\delta{\Expval{\hat{n}}}$$ already has the form of a Fourier transform, which gives us an opportunity to rewrite $$\chi$$ in the [Lehmann representation](/know/concept/lehmann-representation/): $$\begin{aligned} \chi(\vb{q}, \omega) = \frac{1}{Z V} \sum_{\nu \nu'} \frac{\matrixel{\nu}{\hat{n}_S(\vb{q})}{\nu'} \matrixel{\nu'}{\hat{n}_S(-\vb{q})}{\nu}}{\hbar (\omega + i \eta) + E_\nu - E_{\nu'}} \Big( e^{-\beta E_\nu} - e^{- \beta E_{\nu'}} \Big) \end{aligned}$$ Where $$\Ket{\nu}$$ and $$\Ket{\nu'}$$ are many-electron eigenstates of $$\hat{H}_0$$, and $$Z$$ is the [grand partition function](/know/concept/grand-canonical-ensemble/). According to the [convolution theorem](/know/concept/convolution-theorem/) $$\delta{\Expval{\hat{n}}}(\vb{q}, \omega) = \chi(\vb{q}, \omega) \: U(\vb{q})$$. In anticipation, we swap $$\nu$$ and $$\nu''$$ in the second term, so the general response function is written as: $$\begin{aligned} \chi(\vb{q}, \omega) = \frac{1}{Z V} \sum_{\nu \nu'} \bigg( \frac{\matrixel{\nu}{\hat{n}(\vb{q})}{\nu'} \matrixel{\nu'}{\hat{n}(-\vb{q})}{\nu}} {\hbar (\omega + i \eta) + E_\nu - E_{\nu'}} - \frac{\matrixel{\nu}{\hat{n}(-\vb{q})}{\nu'} \matrixel{\nu'}{\hat{n}(\vb{q})}{\nu}} {\hbar (\omega + i \eta) + E_{\nu'} - E_\nu} \bigg) e^{-\beta E_\nu} \end{aligned}$$ All operators are in the Schrödinger picture from now on, hence we dropped the subscript $$S$$. To proceed, we need to rewrite $$\hat{n}(\vb{q})$$ somehow. If we neglect electron-electron interactions, the single-particle states are simply plane waves, in which case: $$\begin{aligned} \hat{n}(\vb{q}) = \sum_{\sigma \vb{k}} \hat{c}_{\sigma,\vb{k}}^\dagger \hat{c}_{\sigma,\vb{k} + \vb{q}} \qquad \qquad \hat{n}(-\vb{q}) = \hat{n}^\dagger(\vb{q}) \end{aligned}$$
When neglecting interactions, it is tradition to rename $$\chi$$ to $$\chi_0$$. We insert $$\hat{n}$$, suppressing spin: $$\begin{aligned} \chi_0 &= \frac{1}{Z V} \sum_{\vb{k} \vb{k}'} \sum_{\nu \nu'} \bigg( \frac{\matrixel{\nu}{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\nu'} \matrixel{\nu'}{\hat{c}_{\vb{k}' + \vb{q}}^\dagger \hat{c}_{\vb{k}'}}{\nu}} {\hbar (\omega + i \eta) + E_\nu - E_{\nu'}} - \frac{\matrixel{\nu}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}}{\nu'} \matrixel{\nu'}{\hat{c}_{\vb{k}'}^\dagger \hat{c}_{\vb{k}' + \vb{q}}}{\nu}} {\hbar (\omega + i \eta) + E_{\nu'} - E_\nu} \bigg) e^{-\beta E_\nu} \end{aligned}$$ Here, $$\matrixel{\nu}{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\nu'}$$ is only nonzero if $$\Ket{\nu'}$$ is contructed from $$\Ket{\nu}$$ by moving an electron from $$\vb{k}$$ to $$\vb{k} \!+\! \vb{q}$$, and analogously for the other inner products. As a result, $$\vb{k} = \vb{k}'$$ (and $$\sigma = \sigma'$$). For the same reason, the energy difference $$E_\nu \!-\! E_{\nu'}$$ can simply be replaced by the cost of the single-particle excitation $$\xi_{\vb{k}} \!-\! \xi_{\vb{k} + \vb{q}}$$, where $$\xi_{\vb{k}}$$ is the energy of a $$\vb{k}$$-orbital. Therefore: $$\begin{aligned} \chi_0 &= \frac{1}{Z V} \sum_{\vb{k}} \sum_{\nu \nu'} \bigg( \frac{\matrixel{\nu}{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\nu'} \matrixel{\nu'}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}}{\nu}} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} - \frac{\matrixel{\nu}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}}{\nu'} \matrixel{\nu'}{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\nu}} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} \bigg) e^{-\beta E_\nu} \end{aligned}$$ Notice that we have eliminated all dependence on $$\Ket{\nu'}$$, so we remove it by $$\sum_{\nu} \Ket{\nu} \Bra{\nu} = 1$$: $$\begin{aligned} \chi_0 &= \frac{1}{Z V} \sum_{\vb{k}} \sum_{\nu} \bigg( \frac{\matrixel{\nu}{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}} \hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}}{\nu}} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} - \frac{\matrixel{\nu}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}} \hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\nu}} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} \bigg) e^{-\beta E_\nu} \\ &= \frac{1}{Z V} \sum_{\vb{k}} \sum_{\nu} \frac{\matrixel{\nu}{\comm{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}} {\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}} \: e^{- \beta \hat{H}_0}}{\nu}} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} \end{aligned}$$ Where we recognized the commutator, and eliminated $$E_\nu$$ using $$\hat{H}_0 \Ket{n} = E_\nu \Ket{\nu}$$. The resulting expression has the form of a matrix trace $$\Tr$$ and a thermal expectation $$\Expval{}_0$$: $$\begin{aligned} \chi_0 &= \frac{1}{Z V} \sum_{\vb{k}} \frac{\Tr\!\big(\comm{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}} {\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}} \: e^{- \beta \hat{H}_0} \big)} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} = \frac{1}{V} \sum_{\vb{k}} \frac{\expval{\comm{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}}}_0} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} \end{aligned}$$ This commutator can be evaluated, and in this particular case it turns out to be: $$\begin{aligned} \comm{\hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k} + \vb{q}}}{\hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k}}} = \hat{c}_{\vb{k}}^\dagger \hat{c}_{\vb{k}} - \hat{c}_{\vb{k} + \vb{q}}^\dagger \hat{c}_{\vb{k} + \vb{q}} \end{aligned}$$
We substitute this result into $$\chi_0$$, and reintroduce the spin index $$\sigma$$ associated with $$\vb{k}$$: $$\begin{aligned} \chi_0(\vb{q}, \omega) = \frac{1}{V} \sum_{\sigma \vb{k}} \frac{\expval{\hat{c}_{\sigma,\vb{k}}^\dagger \hat{c}_{\sigma,\vb{k}} - \hat{c}_{\sigma,\vb{k}+\vb{q}}^\dagger \hat{c}_{\sigma,\vb{k}+\vb{q}}}_0} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} \end{aligned}$$ The operator $$\hat{c}_{\sigma.\vb{k}}^\dagger \hat{c}_{\sigma.\vb{k}}$$ simply counts the number of electrons in state $$(\sigma, \vb{k})$$, which is given by the [Fermi-Dirac distribution](/know/concept/fermi-dirac-distribution/) $$n_F$$. This gives us the **Lindhard response function**: $$\begin{aligned} \boxed{ \chi_0(\vb{q}, \omega) = \frac{1}{V} \sum_{\sigma \vb{k}} \frac{n_F(\xi_{\vb{k}}) - n_F(\xi_{\vb{k} + \vb{q}})} {\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} } \end{aligned}$$ From this, we would like to get the [dielectric function](/know/concept/dielectric-function/) $$\varepsilon_r$$. Recall its definition, where $$U_\mathrm{tot}$$, $$U_\mathrm{ext}$$, and $$U_\mathrm{ind}$$ are the total, external and induced potentials, respectively: $$\begin{aligned} U_\mathrm{tot} = U_\mathrm{ext} + U_\mathrm{ind} = \frac{U_\mathrm{ext}}{\varepsilon_r} \end{aligned}$$ Note that these are all *energy* potentials: this choice is justified because all energy potentials are caused by electric fields in this case. The *electric* potential is recoverable as $$\Phi_\mathrm{tot} = q_e U_\mathrm{tot}$$, where $$q_e < 0$$ is the charge of an electron. From the Lindhard response function $$\chi_0$$, we get the induced particle density offset $$\delta{\Expval{\hat{n}}}$$ caused by a potential $$U$$. The density $$\delta{\Expval{\hat{n}}}$$ should be self-consistent, implying $$U = U_\mathrm{tot}$$. In other words, we have a linear relation $$\delta{\Expval{\hat{n}}} = \chi_0 U_\mathrm{tot}$$, so the standard formula for $$\varepsilon_r$$ gives: $$\begin{aligned} \boxed{ \varepsilon_r(\vb{q}, \omega) = 1 - \frac{U_{ee}(\vb{q})}{V} \sum_{\sigma \vb{k}} \frac{n_F(\xi_{\vb{k}}) - n_F(\xi_{\vb{k} + \vb{q}})}{\hbar (\omega + i \eta) + \xi_{\vb{k}} - \xi_{\vb{k} + \vb{q}}} } \end{aligned}$$ Where $$U_{ee}(\vb{q}) = q_e^2 / (\varepsilon_0 |\vb{q}|^2)$$ is Coulomb repulsion. This is the **Lindhard dielectric function** of a free non-interacting electron gas, at any temperature and for any dimensionality. ## References 1. K.S. Thygesen, *Advanced solid state physics: linear response theory*, 2013, unpublished. 2. H. Bruus, K. Flensberg, *Many-body quantum theory in condensed matter physics*, 2016, Oxford. 3. G. Grosso, G.P. Parravicini, *Solid state physics*, 2nd edition, Elsevier.