--- title: "Selection rules" date: 2021-06-02 categories: - Physics - Quantum mechanics layout: "concept" --- In quantum mechanics, it is often necessary to evaluate matrix elements of the following form, where $\ell$ and $m$ respectively represent the total angular momentum and its $z$-component: $$\begin{aligned} \matrixel{f}{\hat{O}}{i} = \matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i} \end{aligned}$$ Where $\hat{O}$ is an operator, $\Ket{i}$ is an initial state, and $\Ket{f}$ is a final state (usually at least; $\Ket{i}$ and $\Ket{f}$ can be any states). **Selection rules** are requirements on the relations between $\ell_i$, $\ell_f$, $m_i$ and $m_f$, which, if not met, guarantee that the above matrix element is zero. ## Parity rules Let $\hat{O}$ denote any operator which is odd under spatial inversion (parity): $$\begin{aligned} \hat{\Pi}^\dagger \hat{O} \hat{\Pi} = - \hat{O} \end{aligned}$$ Where $\hat{\Pi}$ is the parity operator. We wrap this property of $\hat{O}$ in the states $\Ket{\ell_f m_f}$ and $\Ket{\ell_i m_i}$: $$\begin{aligned} \matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i} &= - \matrixel{\ell_f m_f}{\hat{\Pi}^\dagger \hat{O} \hat{\Pi}}{\ell_i m_i} \\ &= - \matrixel{\ell_f m_f}{(-1)^{\ell_f} \hat{O} (-1)^{\ell_i}}{\ell_i m_i} \\ &= (-1)^{\ell_f + \ell_i + 1} \matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i} \end{aligned}$$ Which clearly can only be true if the exponent is even, so $\Delta \ell \equiv \ell_f - \ell_i$ must be odd. This leads to the following selection rule, often referred to as **Laporte's rule**: $$\begin{aligned} \boxed{ \Delta \ell \:\:\text{is odd} } \end{aligned}$$ If this is not the case, then the only possible way that the above equation can be satisfied is if the matrix element vanishes $\matrixel{\ell_f m_f}{\hat{O}}{\ell_i m_i} = 0$. We can derive an analogous rule for any operator $\hat{E}$ which is even under parity: $$\begin{aligned} \hat{\Pi}^\dagger \hat{E} \hat{\Pi} = \hat{E} \quad \implies \quad \boxed{ \Delta \ell \:\:\text{is even} } \end{aligned}$$ ## Dipole rules Arguably the most common operator found in such matrix elements is a position vector operator, like $\vu{r}$ or $\hat{x}$, and the associated selection rules are known as **dipole rules**. For the $z$-component of angular momentum $m$ we have the following: $$\begin{aligned} \boxed{ \Delta m = 0 \:\:\mathrm{or}\: \pm 1 } \end{aligned}$$
Meanwhile, for the total angular momentum $\ell$ we have the following: $$\begin{aligned} \boxed{ \Delta \ell = \pm 1 } \end{aligned}$$
## Rotational rules Given a general (pseudo)scalar operator $\hat{s}$, which, by nature, must satisfy the following relations with the angular momentum operators: $$\begin{aligned} \comm{\hat{L}^2}{\hat{s}} = 0 \qquad \comm{\hat{L}_z}{\hat{s}} = 0 \qquad \comm{\hat{L}_{\pm}}{\hat{s}} = 0 \end{aligned}$$ Where $\hat{L}_\pm \equiv \hat{L}_x \pm i \hat{L}_y$. The inner product of any such $\hat{s}$ must obey these selection rules: $$\begin{aligned} \boxed{ \Delta \ell = 0 } \qquad \quad \boxed{ \Delta m = 0 } \end{aligned}$$ It is common to write this in the following more complete way, where $\matrixel{\ell_f}{|\hat{s}|}{\ell_i}$ is the **reduced matrix element**, which is identical to $\matrixel{\ell_f m_f}{\hat{s}}{\ell_i m_i}$, but with a different notation to say that it does not depend on $m_f$ or $m_i$: $$\begin{aligned} \boxed{ \matrixel{\ell_f m_f}{\hat{s}}{\ell_i m_i} = \delta_{\ell_f \ell_i} \delta_{m_f m_i} \matrixel{\ell_f}{|\hat{s}|}{\ell_i} } \end{aligned}$$
Similarly, given a general (pseudo)vector operator $\vu{V}$, which, by nature, must satisfy the following commutation relations, where $\hat{V}_\pm \equiv \hat{V}_x \pm i \hat{V}_y$: $$\begin{gathered} \comm{\hat{L}_z}{\hat{V}_z} = 0 \qquad \comm{\hat{L}_z}{\hat{V}_{\pm}} = \pm \hbar \hat{V}_{\pm} \qquad \comm{\hat{L}_{\pm}}{\hat{V}_z} = \mp \hbar \hat{V}_{\pm} \\ \comm{\hat{L}_{\pm}}{\hat{V}_{\pm}} = 0 \qquad \comm{\hat{L}_{\pm}}{\hat{V}_{\mp}} = \pm 2 \hbar \hat{V}_z \end{gathered}$$ The inner product of any such $\vu{V}$ must obey the following selection rules: $$\begin{aligned} \boxed{ \Delta \ell = 0 \:\:\mathrm{or}\: \pm 1 } \qquad \boxed{ \Delta m = 0 \:\:\mathrm{or}\: \pm 1 } \end{aligned}$$ In fact, the complete result involves the Clebsch-Gordan coefficients (from spin addition): $$\begin{gathered} \boxed{ \matrixel{\ell_f m_f}{\hat{V}_{z}}{\ell_i m_i} = C^{\ell_i \: 1 \: \ell_f}_{m_i \: 0 \:m_f} \matrixel{\ell_f}{|\hat{V}|}{\ell_i} } \\ \boxed{ \matrixel{\ell_f m_f}{\hat{V}_{+}}{\ell_i m_i} = - \sqrt{2} C^{\ell_i \: 1 \: \ell_f}_{m_i \: 1 \:m_f} \matrixel{\ell_f}{|\hat{V}|}{\ell_i} } \\ \boxed{ \matrixel{\ell_f m_f}{\hat{V}_{-}}{\ell_i m_i} = \sqrt{2} C^{\ell_i \: 1 \: \ell_f}_{m_i \: -1 \:m_f} \matrixel{\ell_f}{|\hat{V}}{|\ell_i} } \end{gathered}$$ ## Superselection rule Selection rules are not always about atomic electron transitions, or angular momenta even. According to the **principle of indistinguishability**, permuting identical particles never leads to an observable difference. In other words, the particles are fundamentally indistinguishable, so for any observable $\hat{O}$ and multi-particle state $\Ket{\Psi}$, we can say: $$\begin{aligned} \matrixel{\Psi}{\hat{O}}{\Psi} = \matrixel{\hat{P} \Psi}{\hat{O}}{\hat{P} \Psi} \end{aligned}$$ Where $\hat{P}$ is an arbitrary permutation operator. Indistinguishability implies that $\comm{\hat{P}}{\hat{O}} = 0$ for all $\hat{O}$ and $\hat{P}$, which lets us prove the above equation, using that $\hat{P}$ is unitary: $$\begin{aligned} \matrixel{\hat{P} \Psi}{\hat{O}}{\hat{P} \Psi} = \matrixel{\Psi}{\hat{P}^{-1} \hat{O} \hat{P}}{\Psi} = \matrixel{\Psi}{\hat{P}^{-1} \hat{P} \hat{O}}{\Psi} = \matrixel{\Psi}{\hat{O}}{\Psi} \end{aligned}$$ Consider a symmetric state $\Ket{s}$ and an antisymmetric state $\Ket{a}$ (see [Pauli exclusion principle](/know/concept/pauli-exclusion-principle/)), which obey the following for a permutation $\hat{P}$: $$\begin{aligned} \hat{P} \Ket{s} = \Ket{s} \qquad \hat{P} \Ket{a} = - \Ket{a} \end{aligned}$$ Any obervable $\hat{O}$ then satisfies the equation below, again thanks to the fact that $\hat{P} = \hat{P}^{-1}$: $$\begin{aligned} \matrixel{s}{\hat{O}}{a} = \matrixel{\hat{P} s}{\hat{O}}{a} = \matrixel{s}{\hat{P}^{-1} \hat{O}}{a} = \matrixel{s}{\hat{O} \hat{P}}{a} = \matrixel{s}{\hat{O}}{\hat{P} a} = - \matrixel{s}{\hat{O}}{a} \end{aligned}$$ This leads us to the **superselection rule**, which states that there can never be any interference between states of different permutation symmetry: $$\begin{aligned} \boxed{ \matrixel{s}{\hat{O}}{a} = 0 } \end{aligned}$$ ## References 1. D.J. Griffiths, D.F. Schroeter, *Introduction to quantum mechanics*, 3rd edition, Cambridge.